Professional Investment Management How I am compensated: My role is to be your financial guide and diligently pursue your best interests. My fees are primarily asset-based so that our interests are naturally aligned. If you do well, I do well. If you experience setbacks, so do I. Carefully developing a plan is the basis for financial success and peace of mind. Therefore all engagements start with crafting an initial plan specific to your needs in exchange for a flat planning fee.Investment ManagementReceive professional money management and investment oversight based on your goals, risk tolerance, and time horizon. Your customized investment strategy will address your needs with three distinct sleeves: 1) Safe, liquid assets for short-term spending needs2) Moderate return, low-risk assets for predictable, intermediate-term income3) Higher growth, higher-risk assets for inflation protection and long-term upside potentialA structured implementation based will be based upon a personalized, written Investment Policy Statement.One-time Plan Development Fee $1500 (Waived for directly managed portfolios over $500k)You will receive: Objective analysis of your current portfolio and risk levelDiscovery of your risk tolerance and risk capacityClarification of your goals and priorities for your portfolioA written Investment Policy StatementAn asset allocation matched to your needs, goals, and valuesAn “Asset Location” strategy, for tax-aware investing and distributionEstablishment of appropriate accountsImplementation with professionally-screened securities Ongoing portfolio management and due diligence by adviserTwo portfolio review meetings per year$250k household asset minimum.Ongoing service is on an asset basis. Client Assets Under Management Cost for Discretionary Investment Management Only $250,000—$1,000,0001.00%$1,000,001—$2,000,000 0.85%$2,000,001—$5,000,0000.75% Update Your Portfolio Today!